David Bravoria, CFA, is an independent financial advisor for a high net worth client with whom he had not had contact in over two years. During a recent brief telephone conversation, the client states
A、No.
B、Yes,with regard to investment statements.
C、Yes,with regard to purchasing venture capital funds.
时间:2024-03-10 13:19:01
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David's younger brother is()engineer.
A . a
B . an
C . the
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—David, is that _____ English teacher?—Yes, he is _____. He is very caring.
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David's workplace is far away from his home.
A.真
B.False
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Lily:,Bob?David:Tom is very ill and has to go to the hospital.
A.What are you doing
B.What’S the matter with you
C.What’S new
D.What’S the hurry
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David Eisenberg is mentioned______.
A.as a representative of official opinions
B.for the purpose of supporting Warren Brush
C.to provide evidence against straw houses
D.to show the importance of the building codes
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David Copperfield is Thackeray’s masterpiece. The story is told in the first person, through the mouth of the hero.
A:正确;
B:错误
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David's greatest problem is
<img src='https://img2.soutiyun.com/ask/uploadfile/2481001-2484000/dd4bc67a1262b0c18a0f4f34ebfa9d4d.gif' />
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David: Good morning.I’d like to make an appointment to see Mr Bond this morning, please.
Nurse: I'm sorry.I don't have any appointments this morning.
David: Oh , dear.I'm feeling really ill.
Nurse: What's the matter?
David: I feel terrible.I've got a headache, backache and a sore throat.
Nurse: Have you got a temperature?
David: I think so.I was hot and cold all night and I was sick this morning.
Nurse: You feel awful , don't you? Do you think you've got a flu?
David: Yes, probably.Or an infection in my throat.
Nurse: OK.I can give you an emergency appointment.Can you come at the end of the morning? Come at eleven thirty and wait until a doctor is free.
David: OK.Thank you.
1、David has got a headache , earache and backache.()
2、David felt hot and cold during the night.()
3、The nurse thinks David has an infection in his throat.()
4、Mr Bond is free at 11 : 00.()
5、David gets an appointment finally.()
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What is the main topic of David Torchman's magazine?
A.careers
B.health
C.leisure
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Wouter Duyck, CFA, is the sole proprietor of an investment advisory firm serving several hundred middle-class retail clients. Duyck claims to be different from his competitors because he conducts rese
A、Diligence and Reasonable Basis
B、Fair Dealing
C、Misrepresentation
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Edo Ronde, CFA, an analyst for a hedge fund, One World Investments, is attending a key industryconference for the microelectronics industry. At lunch in a restaurant adjacent to the conference venue,
A、Request the portfolio manager not act on the information.
B、Leave his research report as it is.
C、Revise his research report.
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Holly Baker, CFA is explaining the CFA Institute Code of Ethics to a client. Which of the following statements could Baker make to most likely reflect disciplinary sanctions the CFA Institute may impo
A、Fines for violations.
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Kam Bergeron, CFA, is an equity portfolio manager who often takes time off in the afternoon to play golf with important clients. Today, Bergeron is on the golf course when his game is interrupted by a
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Robin Herring, CFA, is a government bond research analyst at an independent credit rating agency. A competitor credit rating agency just downgraded the bonds of a government Herring follows. Herring n
A、Fair Dealing
B、Communication with Clients
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Adira Badawi, CFA, who owns a research and consulting company, is an independent board member of a leading cement manufacturer in a small local market. Because of Badawis expertise in the cement indus
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B、Receives written permission from the local company
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Frank is an assistant manager at Lotus Company. A customer, Jane, called the Sales Manager, David at 9:00 a.m. David wasn't in. Then Jane asked Frank to tell David that she would come to the company to discuss the sales contract next Monday. If convenient, David is expected to call her back. Her number is 62634568.
Telephone Message
From: 1.()
To: David
Date: May 3rd, 2016
Time: 9:00 a.m.
Message: Jane called to say she would come to 2.()to discuss 3. ()next Monday. If convenient, you are 4.()to call her back. Her 5.()is 62634568.
Signed: Frank
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B.lunching room
C.room of lunch
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David is particularly fond of cook, and he often cooks really delicious meals.()
A.particularly
B.cook
C.really
D.meals
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Bob is David’s father-in-law.
A:正确;
B:错误
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Teresa Staal, CFA is an investment officer in a bank trust department. She manages money for celebrities and public figures, including an influential local politician. She receives a request from the
A、Provide the information and inform her client.
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A、Opportunity.
B、Incentives and pressures.
C、Attitudes and rationalizations.
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A、Take no investment action.
B、Complete a thorough and diligent analysis of the company and then sell the stock.
C、Sell the stock immediately as she has a reasonable basis for taking this investment action.
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A、Dividend discount model approach.
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