Jack Steyn, CFA, recently became the head of the trading desk at a large investment managementfirm that specializes in domestic equities. While reviewing the firms trading operations, he notices clien

A . 基本职责 B . 与雇主的关系和责任 C . 与客户和潜在客户的关系和责任 D . 与公众的关系和责任

A . 北美的证券分析师组织 B . 欧洲证券分析师的协会组织 C . 亚洲证券分析师的协会组织 D . 拉丁美洲证券分析师公会

A . 质粒 B . 染色体 C . 质粒和染色体 D . 噬菌体 E . 以上都不对

A . 对全球投资业绩进行整体评价 B . 监控全球投资风险，防止发生系统性金融风险 C . 为了规范投资者的投资行为 D . 为了制定统一的投资绩效评价标准，使投资业绩具有可比性

A . 可以制定统一标准的绩效报告，确保绩效结果能够充分披露 B . 可以对不同类型的基金进行业绩比较 C . 可以将不同国家或地区的投资业绩进行比较 D . 可以避免基金投资时发生投资失误

A . 非言语沟通 B . 书面沟通 C . 口头沟通 D . 无

Jack and Ben, both seriously ill, occupied the same hospital room. Jack, __(1)__ bed was next to the room's only window, __(2)__ to sit up in his bed for an hour each afternoon to help drain the fluid from his lungs. But Ben had to spend all day and night __(3)__ flat on his bed. To __(4)__ time the two men began to talk. They talked for hours about their wives, families, their homes, their jobs, their involvement in the military service, and where they had been on vacation. __(5)__ days went by, a deep friendship began to develop between them. Every afternoon when Jack could sit up, he would pass the time by describing to Ben all the things he could see outside the window. And Ben began to live for those one-hour __(6)__ when his world would be broadened and enlivened by all the activity and color of the world outside. The window __(7)__a park with a lovely lake. Ducks and swans played on the water while children sailed their model boats. Young lovers walked arm in arm __(8)__ flowers of every color of the rainbow. Grand old trees beautified the landscape, and a fine view of the city skyline could be seen in the distance. As Jack described all this in detail, Ben would close his eyes and imagine the beautiful scene. One warm afternoon Jack described a parade __(9)__ by. Although Ben couldn't hear the band, he could see it in his __(10)__ eye as Jack portrayed it with descriptive words. (1)A、which B、that C、whose D、who (2)A、allowing B、allowed C、to allow D、was allowed (3)A、lying B、lain C、lied D、lay (4)A、take B、kill C、keep D、make (5)A、As B、With C、Once D、For (6)A、times B、× C、pauses D、periods (7)A、overacted B、overexcited C、overlooked D、overtook (8)A、in B、amid C、within D、with (9)A、pass B、passing C、passed D、past (10)A、mind's B、brain's C、heart's D、head's

A．360小时 B．344小时 C．328小时 D．303小时

A、Fines for violations. B、Revocation of membership C、Banishment from the industry

A、Disclosure of Conflicts. B、Suitability. C、Independence and Objectivity.

A．操作 B．维修 C．护养 D．检查

A．关闭胶箱、关闭缓冲塔、关闭贴管机、关闭封箱机 B．关闭胶箱、关闭缓冲塔、关闭贴管机 C．关闭胶箱、关闭缓冲塔、关闭封箱机 D．关闭缓冲塔、关闭贴管机、关闭封箱机

A、No. B、Yes,with regard to investment statements. C、Yes,with regard to purchasing venture capital funds.